Regulators Report Card

This is a reminder that Investment Executive newspaper is currently conducting its confidential and anonymous annual research study of the performance of Canada’s key securities regulators, for its long-standing Regulators’ Report Card. Through surveying compliance-focused professionals, and collecting their commentary in particular, IE is able to better understand how well Canada’s regulators and self-regulatory organizations are serving the financial advice industry. All responses to this 10-to-15-minute survey will be kept anonymous and are greatly appreciated, and must be submitted by June 26.


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