MFDA Consultation on Account Transfers

The Federation of Mutual Fund Dealers filed its submission to the Mutual Fund Dealers Association of Canada (MFDA) for the Consultation Paper on Account Transfers on September 29. “The delays associated with Account transfers have been a pain point for clients for many years. We applaud the MFDA for taking…

Federation submission to the Capital Markets Modernization Taskforce

The Federation of Mutual Fund Dealers filed its submission to the Capital Markets Modernization Taskforce (CMMT) for the Consultation Paper on Account Transfers on September 7. “The Taskforce initial consultation paper has addressed many important industry topics. We are pleased to have been invited to meet with the Taskforce and…

Presentation to the Capital Markets Modernization Taskforce

The Federation thanks the Capital Markets Modernization Taskforce and the Ontario Ministry of Finance staff for the opportunity to appear before the taskfoce. We support many of your initiatives, and look forward to continuing to participate in the process on behalf of our membership.

CSA: SRO Framework Review

CSA: SRO Framework Review

The Federation welcomes the CSA’s announcement of the public Consultation on the Self-Regulatory Organization Framework. We are looking forward to providing comments on behalf of our membership. The Federation is looking for member input to include in our comments. Please email or call to ensure your firm perspective is counted….

Regulators Report Card

Regulators Report Card

This is a reminder that Investment Executive newspaper is currently conducting its confidential and anonymous annual research study ‘Regulators’ Report Card’.

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