New member resources
Please reset your password to access these new resources in the Member section of our website: Conflicts of Interest ETF Best Practices Promotional Items Guideline (2020) The archives of our…
Please reset your password to access these new resources in the Member section of our website: Conflicts of Interest ETF Best Practices Promotional Items Guideline (2020) The archives of our…
REGISTRATION LINK INFORMATION LINK Hello folks, we are delighted to bring to you the best sessions and speakers available this spring, and even better – ON DEMAND! From the OSC’s…
UPDATE Apr 15: The recording of the webinar on SRO Forum submission is now available here: UPDATE Apr 12: The Forum’s recommendations for improved governance, rulemaking and operations were submitted…
Registration is now open for the Federation’s 10th Annual Virtual Conference here: Registration More information on the sessions and speakers can be seen here: Information
Robert Frances, President & CEO, PEAK Financial Group Experienced Founder with a demonstrated history of working in the financial services industry. Skilled in MutualFunds, Marketing Strategy, Venture Capital, Private Equity,…