The Federation of Mutual Fund Dealers (FMFD) filed its submission to the FCAA for "The Financial Planners and Financial Advisors ActNotice of Proposed Regulations and Request for...
Advocacy
FSRA Principles Based Guidance
The Federation of Mutual Fund Dealers (FMFD) filed its submission to the Ontario FSRA Paper on their Proposed Principles Based Regulation consultation on May 2. “The...
ON Ministry of Finance – Capital Markets Act
The Federation of Mutual Fund Dealers (FMFD) filed its submission to the Ontario Ministry of Finance for the Consultation Paper on the Capital Markets Act on February 18....
Consultation: 11-343 Proposal to Establish a CSA Investor Advisory Panel
The Federation of Mutual Fund Dealers (FMFD) filed its submission to the CSA for Staff Notice of Consultation 11-343 Proposal to Establish a CSA Investor Advisory Panel. “While...
Consultation: Independent Evaluation of OBSI
The Federation of Mutual Fund Dealers (FMFD) filed its submission to professor Poonam Puri for the ending on January 31. “The Independent OBSI Review is an important...
Consultation: Proficiency Standards for the Sale of Alts
The Federation of Mutual Fund Dealers (FMFD) filed its submission to the MFDA for the Consultation Proposed New Policy No. 11 – Proficiency Standards for the Sale of Alternative...
CSA Consultation on Position Paper 25-404 – New Self-Regulatory Organization Framework
The Federation of Mutual Fund Dealers (FMFD) filed its submission to the Canadian Securities Administrators (CSA) for the Consultation Paper on Position Paper 25-404 - New...
Thank you to the CSA’s Integrated Working Committee
The Federation thanks the Joint Forum of Regulators and their staff for the opportunity to appear at the meeting on September 29, 2021 alongside the IIAC. We support the...
Thank you to the Joint Forum of Regulators
The Federation thanks the Joint Forum of Regulators and their staff for the opportunity to appear at the roundtable discussion on June 10, 2021 alongside other industry...
Thank you to the OSC Investor Advisory Panel
The Federation thanks the OSC's Investor Advisory Panel and their staff for the opportunity to participate in the Horizons Project. We look forward to continuing to provide...
Investment Industry SRO Forum
UPDATE Apr 15: The recording of the webinar on SRO Forum submission is now available here: https://vimeo.com/537316677 UPDATE Apr 12: The Forum’s recommendations for improved...
MFDA Consultation on Account Transfers
The Federation of Mutual Fund Dealers filed its submission to the Mutual Fund Dealers Association of Canada (MFDA) for the Consultation Paper on Account Transfers on September...
Federation submission to the Capital Markets Modernization Taskforce
The Federation of Mutual Fund Dealers filed its submission to the Capital Markets Modernization Taskforce (CMMT) for the Consultation Paper on Account Transfers on September 7....
Presentation to the Capital Markets Modernization Taskforce
The Federation thanks the Capital Markets Modernization Taskforce and the Ontario Ministry of Finance staff for the opportunity to appear before the taskfoce. We support many of...