Advocacy

Investment Industry SRO Forum

Investment Industry SRO Forum

UPDATE Apr 15: The recording of the webinar on SRO Forum submission is now available here: UPDATE Apr 12: The Forum’s recommendations for improved governance, rulemaking and operations were submitted…

MFDA Consultation on Account Transfers

MFDA Consultation on Account Transfers

The Federation of Mutual Fund Dealers filed its submission to the Mutual Fund Dealers Association of Canada (MFDA) for the Consultation Paper on Account Transfers on September 29. “The delays…

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