Federation

Presentation to the Capital Markets Modernization Taskforce

The Federation thanks the Capital Markets Modernization Taskforce and the Ontario Ministry of Finance staff for the opportunity to appear before the taskfoce. We support many of your initiatives, and look forward to continuing to participate in the process on behalf of our membership.

CSA: SRO Framework Review

CSA: SRO Framework Review

The Federation welcomes the CSA’s announcement of the public Consultation on the Self-Regulatory Organization Framework. We are looking forward to providing comments on behalf of our membership. The Federation is looking for member input to include in our comments. Please email or call to ensure your firm perspective is counted….

Regulators Report Card

Regulators Report Card

This is a reminder that Investment Executive newspaper is currently conducting its confidential and anonymous annual research study ‘Regulators’ Report Card’.

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